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The DSB has undergone the International Standard on Assurance Engagements 3402 “Assurance Reports on Controls at a Service Organization”, covering the period 1 January to 31 December 2023. The audit was conducted by an Independent Service Auditor as part of the DSB’s governance framework.
The ISAE 3402 Type II Report can assist users and their auditors with information on the DSB’s policies, procedures and controls in place, as well as understand the design and implementation of controls. The Type II audit is undertaken on an annual basis relating to the previous calendar year.
Copies of the ISAE 3402 Type II Report can be made available upon request to both existing and potential users of the DSB. The ISAE 3402 Type II Report is for internal use only and cannot be redistributed in part or in full.
The DSB accepts no liability to any party in respect of the content of the ISAE 3402 report.
To obtain a copy please email Client-Admin@ANNA-DSB.com.
Copies of the ISAE 3402 Type II Report covering the periods 1 January to 31 December 2022 and 1 January to 31 December 2021, the ISAE 3402 and AAF 01/06 Type II Report covering the period 1 January to 31 December 2020 and the ISAE 3402 and AAF 01/06 Type I Report, dated 31 December 2019 can be made available upon request to both existing and potential users of the DSB. All reports are for internal use only and cannot be redistributed in part or in full.
As of 31 December 2024, the DSB has completed the International Standard on Assurance Engagements (ISAE) 3402 “Assurance Reports on Controls at a Service Organization” Type I audit. This assessment, conducted by an Independent Service Auditor, forms part of the DSB’s governance framework and reflects the organisation’s commitment to maintaining robust controls and transparency.
The ISAE 3402 Type I Report provides users and their auditors with valuable insights into the DSB’s policies, procedures, and the design of its controls as of a specific point in time. It is a foundational report for understanding the control environment in place.
Copies of the ISAE 3402 Type I Report are available upon request for existing and potential users of the DSB. However, the report is strictly for internal use and may not be redistributed, either in part or in full.
The DSB accepts no liability to any party regarding the content of the ISAE 3402 Type I Report.
To request a copy, please email Client-Admin@ANNA-DSB.com.
In addition to the third party assurance audit, the DSB has undertaken ISO 27001 certification. ISO 27001 is an international standard for information security management systems (ISMS). It provides a systematic approach to managing sensitive company information so that it remains secure. It encompasses people, processes, and technology, ensuring that organizations can manage the security of assets such as financial information, intellectual property, employee details, and third-party information.
The DSB will be subject to regular surveillance audits to ensure compliance with the ISO standard and will be required to re-certify every three years to maintain its certification.
The DSB’s 2024 certificate can be found here: ISO 27001 Certificate
The Derivatives Service Bureau (DSB) Limited is a company registered in England and Wales (No. 10542063)
LEI: 529900ORI6ALO8ABW676
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The Derivatives Service Bureau (DSB) Limited,
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